DBS Vickers is a leading retail and institutional brokerage in Asia, providing high quality advisory services and products to our customers. We are looking for highly motivated individuals with good communication and interpersonal skills to join our management team in the following position.
Compliance Officer Jakarta Raya
Responsibilities:
Report directly to Head of Compliance, President Director and Group Compliance in Regional Office.
Responsible for ensuring compliance with rules & regulations, policies and procedures
Identify & implement work plans & solutions on compliance and re gulatory related matters.
Co-ordinate & liaise with internal auditors, external auditors, and regulators as well as monitor progress of issues raised by them.
Review the agreement and/or amendment whether the content meets Internal Policy and Indonesia Capital Market regulation.
Requirements:
Tertiary degree or equivalent professional qualification majoring in Law
At least 3 years of relevant experience with supervisory responsibilities
Relevant experience, preferably in the stockbroking industry; those with legal & audit experience in the stockbroking industry may also apply.
Proficiency in both written and spoken English
Interested applicants should write in with a detailed resume stating qualifications, experience, present and expected salary and a non-returnable photograph to:
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